22-00951 | 07/28/2023 | Claimant(s): Holden Green Claimant Lawyers(s): Holden Green Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Ralph A. Cotton, William W. Haskell, Lowell H. Haky Hearing Site: San Francisco, CA
| | Dismissed by Rule 12504/12212 |
22-00203 | 07/28/2023 | Claimant(s): United Planners' Financial Services Of A Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Dan Droeg Respondent Lawyers(s): Mark D. Chester Arbitrator(s): Floyd Gerry Hoffman, Raymond George Seifritz, Wilbur Thomas Eggleston Hearing Site: Phoenix, AZ
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22-02184 | 07/28/2023 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John B. Clark Respondent(s): Daniel Snodgrass Respondent Lawyers(s): Daniel Stephen Snodgrass Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA
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22-02044 | 07/27/2023 | Claimant(s): Matthew Roberson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
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21-01764 | 07/27/2023 | Claimant(s): Michael Ohlemacher Claimant Lawyers(s): Heather B. Middleton Respondent(s): W&S Brokerage Services., Western and Southern Life Ins Company Respondent Lawyers(s): Matthew C. Blickensderfer Arbitrator(s): Sandra Franklin, Dandridge Floyd, David Robert Murray Hearing Site: Detroit, MI
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22-02637 | 07/26/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR
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22-02804 | 07/26/2023 | Claimant(s): Elliott Johnson Claimant Lawyers(s): Christopher G. Lazarini Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA
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22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Securities America. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
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20-01120 | 07/26/2023 | Claimant(s): Health and Wellness Lifestyle Club LLC Claimant Lawyers(s): Richard Frankowski Respondent(s): Carolyn Valentine, H. Beck. Respondent Lawyers(s): Joseph C. Campo, Richard A. D'Amura Arbitrator(s): Mark R. Lee, George Richard Najjar, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | $0 |
20-03379 | 07/26/2023 | Claimant(s): Andrew Wysocki, Dean Wysocki Claimant Lawyers(s): Michael Hill Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Samuel H. Chorches, Peter E. Gillespie, Ilene J Feldman Hearing Site: Hartford, CT
| | Expungement |