20-01205 | 10/16/2020 | Claimant(s): World Century Corp Ltd, World International Limited Partnership Claimant Lawyers(s): Michael Ford Respondent(s): Pershing LLC, Citigroup Global Markets. Respondent Lawyers(s): Joan Schwartz, Tanya S. Lambrechts Arbitrator(s): David Rich Hearing Site: Boca Raton, FL
| | $0 |
18-04019 | 02/18/2020 | Claimant(s): Carolyn Smith, Charles Gibson, Courtney Watson, Dana McElveen, David McElveen, Edwin Batiz, John Watson, Joyce Bedsole, Kenneth Roberts, Mary Jo Kearfott, Michael Kogutt, Paul Smith, Randy Kogutt, Robert Burns, Samuel Kogutt, Thomas Towne, Travis Bedsole, Virginia Scherer, English Garden LLC, Estate of Lawrence Lester, Bobby E. Sapp IRA, Carol I. Bordok IRA, James A. Windom IRA, James Thannum IRA, Stanley McMorris IRA, Thomas Carter Towne IRA, Travis Bedsole IRA, W. Hibbett Neel IRA, Dr. Eric Lewis, Tte for Southwest Center, Thannum Revocable Living Trust, Thomas & Virginia Scherer Credit Shelter Claimant Lawyers(s): Donald L. Ferguson, Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): William L. Cravens, Frances Johnson Wright, James W. Kerr Hearing Site: Dallas, TX
| | $5,645,370 |
18-03797 | 05/08/2019 | Claimant(s): Beth Rowlett, Christy Camp, Clifford Camp, Earl Davis, F. Fowler, Janet Davis, Kent Kebert, Lynn Kebert, Maynard Bryant, Michael Borne, Samuel Williams, Susan Brooker, Wormser Financial LLC, Estate of Lavoy J. Reed, Alan B. Platkin Credit Shelter Trust, Harold and Judy Wormser RLT 2/1/50 Claimant Lawyers(s): Donald L. Ferguson Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Hearing Site: Jackson, MS
| | $1,430,750 |
18-00651 | 05/07/2019 | Claimant(s): Aubrey Sanford, Beth Rowlett, Chasidy Lenoir, Christy Camp, Clifford Camp, Earl Davis, Edward Simmons, Emma Smith, F. Fowler, Howard Kerce, Janet Davis, Janice Jeffrey, Kathryn Rheiner, Kent Kebert, Lynn Kebert, Mark Friloux, Maynard Bryant, Michael Borne, Richard Rheiner, Robert Spring, et al Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Langfred W. White, Mauricio Arcadier, Avery B. Goodman Hearing Site: Jackson, MS
| | $1,430,750 |
17-03145 | 04/22/2019 | Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris Hearing Site: Dallas, TX
| | $0 |
17-03124 | 02/04/2019 | Claimant(s): Dominick & Dickerman LLC Claimant Lawyers(s): George O. Richardson Respondent(s): Pershing LLC Respondent Lawyers(s): Jane L. Myers Arbitrator(s): Stanley F. Meyerson, Carl A. Goldman, Emily M. Altman Hearing Site: New York, NY
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17-02830 | 11/06/2018 | Claimant(s): Beth Rowlett, Carter Towne, Donna Lester, James Thannum, Janice Jeffrey, Judy Wormser, Margaret Bryant, Mary Jo Kearfort, Robert Burns, Steve Beaulieu, Thomas Scherer, Vicki Currie, Virginia Scherer Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): John P. Cullem, Patricia Best Vital, Robert Stewart Barney Hearing Site: Memphis, TN
| | $0 |
16-03180 | 01/12/2018 | Claimant(s): Diane Helbling, Heather Abdullah-Robinson Claimant Lawyers(s): Diane Helbling Respondent(s): Brian Hentz, Dennis Kinzer, Morgan Stanley, Jeffrey Graunke, Pershing LLC, National Planning Corporation Respondent Lawyers(s): Benjamin J. Biard, Christopher M. Sacco, Jane L. Myers Arbitrator(s): Ronald P. Wertheim, Patrick R. Westerkamp, Leo J. Karwejna Hearing Site: Philadelphia, PA
| | $0 |
16-01140 | 10/24/2017 | Claimant(s): Leticia Castro, GrupoMex Holdings Claimant Lawyers(s): Chaz R. Brown, John Rogers Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio Hearing Site: Las Vegas, NV
| | $0 |
14-01061 | 02/23/2016 | Claimant(s): Rochdale Securities LLC Claimant Lawyers(s): Aaron Romney Respondent(s): Daniel Crowley, Pershing LLC Respondent Lawyers(s): Christopher J. Major, Daniel R. Korb Arbitrator(s): Paul Bennett Marrow, Michele S. Riley, Raymond A. Urci Hearing Site: New York, NY
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