| 17-00734 | 03/20/2018 | Claimant(s): Kevin Kimery
Claimant Lawyers(s): Eric Litow
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
| | |
| 16-03545 | 11/07/2017 | Claimant(s): Michelle Feins Rev. Trust
Claimant Lawyers(s): Martin Feins
Respondent(s): Goldman, Sachs and Company, Citadel Securities LLC, Cutler Group
Respondent Lawyers(s): Doug Patterson, Evan Stewart, Michael G. Felty
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
|  | $9,400 |
| 14-03186 | 02/24/2017 | Claimant(s): Thomas Lewis, Lewis Family Limited Partnership
Claimant Lawyers(s): Alan Frank
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Matthew A. White
Arbitrator(s): Thomas Benjamin Salzer, Richard M. Rosenbleeth, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | $600 |
| 16-00580 | 10/14/2016 | Claimant(s): James Whalen
Claimant Lawyers(s): James R. Whelan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Glenn J. Hansen, Laura A. Kaster, Matthew James Malinowski
Hearing Site: Philadelphia, PA
| | |
| 15-02167 | 06/10/2016 | Claimant(s): John McGuire
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Nancy Plesser Wendell, David I. Goldblatt, Howard S. Quinn
Hearing Site: New York, NY
| | |
| 14-01300 | 02/04/2016 | Claimant(s): Dhruv Khanna, Surita Degan, The 1999 Dhruv Khanna Charitable Trust, The Khanna Children's Irrevocable Trust
Claimant Lawyers(s): Karl Olson
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Patrick P. Gunn
Arbitrator(s): Nancy Hutt, William W. Haskell, Vivian L. Kral
Hearing Site: San Francisco, CA
| | $0 |
| 12-04099 | 05/07/2015 | Claimant(s): National Australia Bank Limited, TSL (USA)Inc.
Claimant Lawyers(s): Jonathan E. Pickhardt
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Philip M. Bowman
Arbitrator(s): Susan C. Lushing, Alfred John Del Rey, Amy Banet
Hearing Site: New York, NY
| | $80,000,000 |
| 11-03815 | 03/27/2015 | Claimant(s): Walrus Master Fund Limited
Claimant Lawyers(s): Michael S. Schlesinger
Respondent(s): Goldman, Sachs and Company, Goldman Sachs Execution & Clearing, L.P.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Boyd H. Scheff, Jean C. Black, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
| 13-01411 | 02/04/2015 | Claimant(s): CIFG Assurance North America.
Claimant Lawyers(s): Sean Baldwin
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): William B. Monahan
Arbitrator(s): Mitchell S. Friedman, Fred L. Simon, Renee La Verne Ross CFP
Hearing Site: New York, NY
| | $2,500,000 |
| 14-00261 | 12/23/2014 | Claimant(s): William Beaumont Hospital
Claimant Lawyers(s): James R. Swanson
Respondent(s): Goldman, Sachs and Company, Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo, Matthew A. Schwartz
Arbitrator(s): Benjamin A. Kerner, Carl E. Ver Beek, Betty R. Widgeon
Hearing Site: Detroit, MI
| | $0 |
