| 14-02972 | 04/28/2015 | Claimant(s): Robert Wayne Anno, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
|  | $163 |
| 14-00577 | 04/27/2015 | Claimant(s): Candice Adkins, Linda Thomas, Dick & Marth Fish Farms., Geneva BCCXXV
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Stuart K. Furman, Arve Alexander Wikstrom, Richard Merritt Langway
Hearing Site: Orlando, FL
| | $0 |
| 13-02975 | 04/24/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Daren A. Luma
Respondent(s): George Lin
Respondent Lawyers(s): George Sein Lin
Arbitrator(s): Dora M. Lassinger, Shelley Teitelbaum, Martin Hunger
Hearing Site: New York, NY
| | $0 |
| 13-00555 | 04/24/2015 | Claimant(s): John Reichenbach
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Teutonico, Philip Dina, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Company President, Kevin Sharma, Philip A. Dina, Qi Huang, Robert M. Bursky, Stephen Grivas, Upinder "Kevin" Sharma
Arbitrator(s): Robert J. Scafuri, Barry Goldman, John P. Gouttiere
Hearing Site: Detroit, MI
| | $0 |
| 13-00218 | 04/23/2015 | Claimant(s): Michael Rice, Susanna Rice
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): John P. Gouttiere, Jack L. Somers, Anthony W. Candela
Hearing Site: Detroit, MI
| | $0 |
| 13-01572 | 04/23/2015 | Claimant(s): F. Gardner, Jeffrey Lane, Shapiro Family Trust, Sunita Kumar Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Vincent J. Natoli, Robert E. Jenks, Joseph L. Hagan
Hearing Site: Los Angeles, CA
| | $0 |
| 14-01420 | 04/22/2015 | Claimant(s): Daniel Knopp, Greg Warnock, Rita Hayes, Shawn Hayes
Claimant Lawyers(s): Edward B. Lowry
Respondent(s): James Crawford, Neal Woodard
Respondent Lawyers(s): Kevin M. Rose
Arbitrator(s): Stuart H. Dunn, W. Scott Greco
Hearing Site: Richmond, VA
| | $280,300 |
| 14-01941 | 04/22/2015 | Claimant(s): Larry Osweiler
Claimant Lawyers(s): Larry Osweiler
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | $0 |
| 14-02223 | 04/22/2015 | Claimant(s): Vithal Kusuma Life Insurance Trust
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): John Haire, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Daniel E. Gulden, Yvette L. Nurse, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | $0 |
| 14-02386 | 04/22/2015 | Claimant(s): Scott Ufford
Claimant Lawyers(s): Scott Ufford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan Lamberti
Arbitrator(s): Alexandra L. Dunaif
Hearing Site: New York, NY
| | $25 |
