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FINRA Awards for Jay Alan Kranis

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Displaying 10 out of 20 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0280708/27/2024Claimant(s): Chrisandra Delesky, Jonathan Provoost
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
21-0012008/13/2024Claimant(s): Ralph Shalom
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene Small
Arbitrator(s): John A. Scudiero, Jay Alan Kranis, Louis Arnold Russo
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
22-0262008/06/2024Claimant(s): Patrick Roth
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
20-0383512/02/2021Claimant(s): Nathan Ritzer
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Sylvia Kaminsky, Bryan David Glass, Jay Alan Kranis
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
20-0338111/17/2021Claimant(s): Marcia Bonilla
Claimant Lawyers(s): H. Daniel Murphy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Edward K. Lenci, Jeffrey Alan Helewitz, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark Icon$0
18-0424708/04/2021Claimant(s): Aliya Falk, Linda Falk, Mariel Falk
Claimant Lawyers(s): John C. Re
Respondent(s): Gary Zahakos, UBS Financial Services Inc.
Respondent Lawyers(s): Joshua S. Bratspies
Arbitrator(s): Jay Alan Kranis, David John Reilly, Albert Rizzo
Hearing Site: New York, NY
Checkmark Icon$0
19-0193507/06/2021Claimant(s): Noemi Escobar & Jose Betances TTEE
Claimant Lawyers(s): Bruce H. Nagel
Respondent(s): Morgan Stanley, Wade Martin, Comerica Bank
Respondent Lawyers(s): Francis P. Maneri, Joseph A. Sack, Sean J. Coughlin
Arbitrator(s): Catherine Stewart, Jay Alan Kranis, Avram B Segall
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
18-0267312/16/2019Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0
17-0242512/05/2018Claimant(s): Eugene Gennarelli
Claimant Lawyers(s): Adam Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kent L. Benziger, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark IconExpungement
17-0109508/16/2018Claimant(s): Halina Kaskiw, Kara Aiello, Kelli Kaskiw, Michael Kaskiw
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Joseph H. Cerame, Bryan David Glass, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$301,423

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