23-00301 | 11/24/2023 | Claimant(s): Kenneth Bonal Claimant Lawyers(s): Seth N. Bursky Respondent(s): Avalon Partners. Respondent Lawyers(s): Concetto Kevin Barone Arbitrator(s): Neil G. Gargiulo, Lori H. Carena, Susan Romano Hearing Site: New York, NY
| | |
23-01347 | 11/24/2023 | Claimant(s): Steven Hein Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Richard W. Epstein, Scott A. Eichhorn, Ellen Jane Vaughan Hearing Site: Boca Raton, FL
| | |
23-00728 | 11/22/2023 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): Dime Securities. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Daniel Robbins, Thomas M. Madden, Jonathan Ashley Pomeroy Hearing Site: New York, NY
| | |
23-01273 | 11/21/2023 | Claimant(s): Anthony Caputo Claimant Lawyers(s): Debra A. Jenks Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ
| | |
23-01497 | 11/21/2023 | Claimant(s): Marc Seeherman Claimant Lawyers(s): Steven E. Mellen Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): Jeffrey Alan Helewitz, Albert L. Akerman, Steven Gary Leventhal Hearing Site: New York, NY
| | |
23-00811 | 11/21/2023 | Claimant(s): Bernard Mahon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Nancy E. Watters Hearing Site: Washington, DC
| | |
23-00383 | 11/21/2023 | Claimant(s): Aram Seferian Claimant Lawyers(s): Craig A. Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Thomas Tiernan Arbitrator(s): Jill Pilgrim, Brian R. Cohen, Amy Jill Baranoff Hearing Site: New York, NY
| | |
22-02610 | 11/21/2023 | Claimant(s): Haydee Delgado Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR
| | |
23-01417 | 11/21/2023 | Claimant(s): Charles Natt Claimant Lawyers(s): Adam Kauff Respondent(s): Morgan Stanley Respondent Lawyers(s): Alexandros Diplas Arbitrator(s): Susan C Lushing Hearing Site: New York, NY
| | |
23-01763 | 11/21/2023 | Claimant(s): Mark Hopper Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL
| | |