| 15-01403 | 06/14/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | $0 |
| 14-00740 | 06/13/2016 | Claimant(s): Gianluca Passaretta
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Ilene Barbara Zatkin-Butler, Denise L. Quarles, John Caracciolo
Hearing Site: New York, NY
| | $0 |
| 15-02167 | 06/10/2016 | Claimant(s): John McGuire
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Nancy Plesser Wendell, David I. Goldblatt, Howard S. Quinn
Hearing Site: New York, NY
| | $0 |
| 14-03315 | 06/09/2016 | Claimant(s): Scott Storick
Claimant Lawyers(s): Howard W. Poznanski
Respondent(s): Dustin Bezalel, Gil Cohen, Susan Palen, Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Carol A. Field, Mark E. Zelek
Arbitrator(s): Ronald F. Rohe, Alice J. Johnson, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 14-03702 | 06/09/2016 | Claimant(s): Christopher Bibow
Claimant Lawyers(s): Donald L. Rhoads
Respondent(s): Thrivent Investment Management Inc., Thrivent Financial for Lutherans
Respondent Lawyers(s): Melissa Raphan
Arbitrator(s): Linda Yarden, Ellyn S. Roth
Hearing Site: New York, NY
| | $0 |
| 13-03601 | 06/08/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Holly J. Sutton
Respondent(s): Vincent Woo
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Daniel R. Brush, Kendall C. Reed, George Herman Frisch
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02148 | 06/07/2016 | Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): John Lohmeier, Rebecca Townsend
Respondent Lawyers(s): John Harold Lohmeier, Rebecca Anne Townsend
Arbitrator(s): Charles E. Farnsworth
Hearing Site: San Francisco, CA
| | $0 |
| 14-03694 | 06/06/2016 | Claimant(s): Candice Willoughby
Claimant Lawyers(s): Alan L. Sklover
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd Chinn
Arbitrator(s): Michael E. Olney, Richard W. Cutler, Amy Kaplan Eckman
Hearing Site: New York, NY
| | $0 |
| 15-01636 | 06/06/2016 | Claimant(s): Michael Vogel
Claimant Lawyers(s): Kristina Araya
Respondent(s): Carol Brouwer, Jim Brouwer
Respondent Lawyers(s): Jim Brouwer
Arbitrator(s): Benjamin A. Kerner, Lee Hornberger, Wayne Carl Hallquist
Hearing Site: Detroit, MI
| | $0 |
| 15-02955 | 06/06/2016 | Claimant(s): Thomas Helm
Claimant Lawyers(s): Megan Christensen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joseph J. Dougherty, Timothy Towles Stevens, John Joseph D'Alessandro
Hearing Site: Philadelphia, PA
| | $0 |
