Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03234 | 05/31/2019 | Claimant(s): Susan Mcconnell Claimant Lawyers(s): Susan McConnell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Justin Condit Arbitrator(s): Joan Marie Chiusano, Sam Antar, James M. Rhodes Hearing Site: Newark, NJ | $0 | |
| 18-03406 | 05/31/2019 | Claimant(s): Michael Frager Claimant Lawyers(s): R. Craig Zafis Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael Leahy Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA | $0 | |
| 18-03682 | 05/31/2019 | Claimant(s): Brian Levy Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | $0 | |
| 18-04016 | 05/31/2019 | Claimant(s): Ivanna Liberatore Claimant Lawyers(s): Michael J. Betts Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Steven T. Stern Hearing Site: Pittsburgh, PA | $0 | |
| 18-04311 | 05/31/2019 | Claimant(s): Spartan Capital Securities, Llc Claimant Lawyers(s): Matthew Fiorovanti Respondent(s): Matthew Siliato Respondent Lawyers(s): Matthew Angelo Siliato Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY | $0 | |
| 19-00008 | 05/31/2019 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Robert Stiles Respondent Lawyers(s): Robert Louis Stiles Arbitrator(s): Patricia H. Latham Hearing Site: Charlotte, NC | $0 | |
| 18-02907 | 05/30/2019 | Claimant(s): Derrick Robinson Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Mona Koppel Mitnick Hearing Site: Washington, DC | $0 | |
| 18-03265 | 05/30/2019 | Claimant(s): Ronald Cole Claimant Lawyers(s): Irwin Weltz Respondent(s): Morgan Stanley, J.P. Morgan Securities Respondent Lawyers(s): Jeremy S. Winer, Thomas J. Cahill Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | $0 | |
| 18-03156 | 05/29/2019 | Claimant(s): Erinn Ford Claimant Lawyers(s): Amir Tadjedin Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Jeanne C. Stilwell, Katherine Hendricks, William J. Bender Hearing Site: Seattle, WA | $0 | |
| 18-03618 | 05/28/2019 | Claimant(s): Danielle Montagnesi Claimant Lawyers(s): Kevin P Conway Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Ariel P. Cannon Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | $0 |