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FINRA Awards for Ronald Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0326505/30/2019Claimant(s): Ronald Cole
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Jeremy S. Winer, Thomas J. Cahill
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
16-0072708/17/2016Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Frank J. Vitolo
Respondent(s): Ronald Cole
Respondent Lawyers(s): Ronald Scott Cole
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
13-0356310/24/2014Claimant(s): Jerry Ratledge
Claimant Lawyers(s): Jerry T. Ratledge
Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson
Respondent Lawyers(s): Irwin Weltz, Stephen Renaud
Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum
Hearing Site: New York, NY
Checkmark IconExpungement
08-0013508/06/2008Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cole
Respondent Lawyers(s): Ronald Stillman Cole
Arbitrator(s): Leonard M. Bakal
Hearing Site: New York, NY

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