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FINRA Awards for Stephen Renaud

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0016008/25/2015Claimant(s): Stephen Renaud, Silver Dice Inc. c/o Michael A. Silverma
Claimant Lawyers(s): Barbara J. Glenns
Respondent(s): William Potter, Meredith Financial Group Inc., Robert R. Meredith & Co..
Respondent Lawyers(s): Lisa Rosenthal
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
13-0356310/24/2014Claimant(s): Jerry Ratledge
Claimant Lawyers(s): Jerry T. Ratledge
Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson
Respondent Lawyers(s): Irwin Weltz, Stephen Renaud
Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum
Hearing Site: New York, NY
Checkmark IconExpungement
08-0013410/02/2008Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stephen Renaud
Respondent Lawyers(s): Stephen Arthur Renaud
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY

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