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FINRA Awards for Lisa Rosenthal

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0016008/25/2015Claimant(s): Stephen Renaud, Silver Dice Inc. c/o Michael A. Silverma
Claimant Lawyers(s): Barbara J. Glenns
Respondent(s): William Potter, Meredith Financial Group Inc., Robert R. Meredith & Co..
Respondent Lawyers(s): Lisa Rosenthal
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY

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