Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03080 | 07/19/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Jeffrey Krupnick Respondent Lawyers(s): Jeffrey E. Krupnick Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-03928 | 07/19/2019 | Claimant(s): Jeffrey Sims Claimant Lawyers(s): Jennifer Gutenberg Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Paul R. Meyer Hearing Site: Seattle, WA | ||
| 19-00155 | 07/19/2019 | Claimant(s): Michael Kanner Claimant Lawyers(s): Jarrod J. Malone Respondent(s): Edward Jones Respondent Lawyers(s): Paul A. Yarns Arbitrator(s): Randy R. Freedman, Gloria O. North, Frederick P. Hartman Hearing Site: Boca Raton, FL | ||
| 18-04334 | 07/18/2019 | Claimant(s): Adam Schwallier Claimant Lawyers(s): Harris Freedman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 18-04366 | 07/18/2019 | Claimant(s): Eric Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Isidoro Berkman Hearing Site: Seattle, WA | ||
| 18-04370 | 07/18/2019 | Claimant(s): Malon Wickham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America., Kestra Investment Services Respondent Lawyers(s): David J. Lehr, Tyler Schubauer Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter Hearing Site: Boca Raton, FL | ||
| 18-02769 | 07/16/2019 | Claimant(s): Robert Sklar Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley, RBC Capital Markets LLC Respondent Lawyers(s): James K. Langdon, Trae D. Meyr Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-04241 | 07/16/2019 | Claimant(s): Michael Hogan Claimant Lawyers(s): Matthew Wolper Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | ||
| 18-04324 | 07/16/2019 | Claimant(s): Donald Burton Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ |