19-01194 | 10/08/2019 | Claimant(s): Alfonso Boneta Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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18-04407 | 10/07/2019 | Claimant(s): Clive Buchan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Hearing Site: Syracuse, NY
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19-00296 | 10/07/2019 | Claimant(s): Charles Smith Claimant Lawyers(s): Michael O'Gara Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): C. Sumpter Logan Hearing Site: Oklahoma City, OK
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18-00637 | 10/04/2019 | Claimant(s): Tetyana Luczaj Claimant Lawyers(s): Tetyana Luczaj Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Frederick T. Smith Arbitrator(s): Guillermo L. Bosch, Alan M. Schankel, Laura A. Kaster Hearing Site: Philadelphia, PA
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18-03772 | 10/04/2019 | Claimant(s): Peter Dizdar Claimant Lawyers(s): Brittany Weiner Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ
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18-03995 | 10/04/2019 | Claimant(s): Craig Kinard, Guido Graff Claimant Lawyers(s): Jason S. Pinney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Hearing Site: New York, NY
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18-04419 | 10/04/2019 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., AXA Advisors Respondent Lawyers(s): Alan S. Brodherson, Michael J. Biondi Arbitrator(s): Kenneth N. Adamson Hearing Site: Chicago, IL
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19-00413 | 10/04/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA
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18-01216 | 10/03/2019 | Claimant(s): Peter Weiner Claimant Lawyers(s): Michael J. Tuteur Respondent(s): State Street Global Markets Respondent Lawyers(s): Morgan C. Nighan Arbitrator(s): William A. Barrett, Frank Sanclemente, Dennis E. Nelson Hearing Site: Boston, MA
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18-04185 | 10/03/2019 | Claimant(s): James O'Leary Claimant Lawyers(s): Jeffrey S. Greenhaus Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
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