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FINRA Awards for Michael O'Gara

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0108010/31/2019Claimant(s): Benjamin Domingue
Claimant Lawyers(s): Michael O'Gara
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
18-0311710/21/2019Claimant(s): John Bradley
Claimant Lawyers(s): Michael O'Gara
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Olivia Lee Jones
Arbitrator(s): Julius Z. Frager
Hearing Site: Cincinnati, OH
19-0029410/08/2019Claimant(s): Charles Smith
Claimant Lawyers(s): Michael O'Gara
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
19-0029610/07/2019Claimant(s): Charles Smith
Claimant Lawyers(s): Michael O'Gara
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK

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