| 18-02379 | 03/12/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin Woods
Respondent(s): David Krikorian
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Philip Aaron Tymon, Kevin C. Coleman, Meredith F. Hoffman
Hearing Site: San Francisco, CA
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| 19-01025 | 03/12/2020 | Claimant(s): Anthony Lubrano
Claimant Lawyers(s): Joel S. Forman
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 19-01133 | 03/12/2020 | Claimant(s): David Eller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 18-02929 | 03/11/2020 | Claimant(s): Brady Beelman
Claimant Lawyers(s): Brady Ross Beelman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Michael J. Ahlstrom, Henry W. Grady, Samuel Appel
Hearing Site: Atlanta, GA
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| 19-02414 | 03/11/2020 | Claimant(s): Mark Gassoso
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 18-02615 | 03/10/2020 | Claimant(s): Francisco Guadalupe
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Frederic M. Rizzo, Leonard Arthur Nelson, David Michael Rafferty
Hearing Site: Chicago, IL
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| 19-03125 | 03/10/2020 | Claimant(s): Anthony Atrasz
Claimant Lawyers(s): Erica Harris
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
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| 18-03580 | 03/09/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Adam Schachter
Respondent Lawyers(s): Adam Craig Schachter
Arbitrator(s): Steven R. Reininger, Daniel H. Yaffe, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 19-01917 | 03/09/2020 | Claimant(s): William Gruntler
Claimant Lawyers(s): Harris Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
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| 19-02061 | 03/09/2020 | Claimant(s): Joseph Guarneri
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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