Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02141 | 01/26/2021 | Claimant(s): Mary McDonald Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 20-02154 | 01/26/2021 | Claimant(s): James Regitz Jr. Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 20-02207 | 01/26/2021 | Claimant(s): Phillips Huffman Claimant Lawyers(s): Ryan S. Lean Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 20-02595 | 01/26/2021 | Claimant(s): Jeffery Still Claimant Lawyers(s): Brian J. Palmeri Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-00437 | 01/25/2021 | Claimant(s): Kyle Sadler Claimant Lawyers(s): Kyle Andrew Sadler Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Oren L. Connaway, Danielle L. Hargrove, G. Dennis Sheehan Hearing Site: Houston, TX | ||
| 20-00659 | 01/25/2021 | Claimant(s): James Faddy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SEG Capital Respondent Lawyers(s): Legal Department Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-01047 | 01/25/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Kurt Zimmerman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA | ||
| 20-01643 | 01/25/2021 | Claimant(s): Daniel Cohen Claimant Lawyers(s): Cory Zadanosky Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-01867 | 01/25/2021 | Claimant(s): Joseph Young Claimant Lawyers(s): Brian Luther Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Geoff Beckham Arbitrator(s): A.J. Seier Hearing Site: Memphis, TN | ||
| 20-01980 | 01/25/2021 | Claimant(s): Paul Barry Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Manchester, NH |