Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01128 | 01/29/2021 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay Allan Ambroson Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-01466 | 01/29/2021 | Claimant(s): Kevin Janus Claimant Lawyers(s): Stephan Louviere Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 20-01592 | 01/29/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): William A. Gottlieb Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 20-01820 | 01/29/2021 | Claimant(s): Douglas Padden Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-01850 | 01/29/2021 | Claimant(s): Daniel Ruediger Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kenneth James Pedersen Hearing Site: Portland, OR | ||
| 20-01927 | 01/29/2021 | Claimant(s): Brandon Sobel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02147 | 01/29/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-02448 | 01/29/2021 | Claimant(s): Brian Schiller Claimant Lawyers(s): Amy B. Bard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-00635 | 01/28/2021 | Claimant(s): Colette Wigart Claimant Lawyers(s): Colette Erica Wigart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Dean J. Dietrich Hearing Site: Reno, NV | ||
| 20-01465 | 01/28/2021 | Claimant(s): Brian Addington Claimant Lawyers(s): Brian Luther Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): John J. Flynn Hearing Site: San Francisco, CA |