Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01505 | 02/17/2021 | Claimant(s): Jason Erickson Claimant Lawyers(s): Brian Luther Respondent(s): Capital Financial Services., United Planners' Financial Services Of A Respondent Lawyers(s): David B. Hauer, Gordon Dihle Arbitrator(s): Mark S. Gleason Hearing Site: Minneapolis, MN | ||
| 20-01775 | 02/17/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Richard Flecca Respondent Lawyers(s): Richard Warren Flecca Arbitrator(s): Richard J. Fuller Hearing Site: Orlando, FL | ||
| 20-02128 | 02/17/2021 | Claimant(s): Bill Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Sherry R. Wetsch Hearing Site: Oklahoma City, OK | ||
| 20-02257 | 02/17/2021 | Claimant(s): Michael McCrainie Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John P. Cullem, Joan Stearns Johnsen, Mitchel Weiss Hearing Site: Jacksonville, FL | ||
| 20-02311 | 02/17/2021 | Claimant(s): Aaron Easter Claimant Lawyers(s): Brian Luther Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA | ||
| 20-02433 | 02/17/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Michael Gopie Respondent Lawyers(s): Michael P. Gopie Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY | ||
| 20-02456 | 02/17/2021 | Claimant(s): Steven Quinly Claimant Lawyers(s): Robert L Gonser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 20-01573 | 02/16/2021 | Claimant(s): Tuan Phan Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 20-02133 | 02/16/2021 | Claimant(s): Richard Pierce Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH | ||
| 20-02379 | 02/16/2021 | Claimant(s): Matthew Mason Claimant Lawyers(s): Stephan Louviere Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX |