Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03672 | 04/06/2021 | Claimant(s): Hans Hoehn Claimant Lawyers(s): Nathan Lamb Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 19-02867 | 04/05/2021 | Claimant(s): Michael Reis Claimant Lawyers(s): Sheilah R. McLaughlin Respondent(s): LPL Financial LLC Respondent Lawyers(s): John D. Stewart Arbitrator(s): Michael L. Lyons, Gregory Hunter Mathews, John J. Mager Hearing Site: Augusta, ME | ||
| 20-01944 | 04/05/2021 | Claimant(s): Paul Cooney Claimant Lawyers(s): Irwin Weltz Respondent(s): Hapoalim Securities USA., Maxim Group LLC Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 20-02022 | 04/05/2021 | Claimant(s): Darin Ely Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BI Investments, Infinex Investments. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Michael J. Ahlstrom Hearing Site: Norfolk, VA | ||
| 20-02509 | 04/05/2021 | Claimant(s): Erik Bjerke Claimant Lawyers(s): Kurt Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 20-02847 | 04/05/2021 | Claimant(s): Robert Feighan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 20-02390 | 04/02/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02709 | 04/02/2021 | Claimant(s): Stephen Bush Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 20-02561 | 04/01/2021 | Claimant(s): Bertin Stuckart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02891 | 04/01/2021 | Claimant(s): Eric Haubert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Dissen Hearing Site: Columbus, OH |