| 21-01329 | 11/24/2021 | Claimant(s): Goran Bojovski
Claimant Lawyers(s): Robert E. Goldberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Maria V. Martin
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 21-02088 | 11/24/2021 | Claimant(s): Holly Hendrix
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
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| 17-01204 | 11/23/2021 | Claimant(s): Jordan Cahn
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Peter A. Goldman, Mary P. Bass, Jason Scott Eveleth
Hearing Site: New York, NY
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| 20-04190 | 11/23/2021 | Claimant(s): Kyle Wang
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 21-00281 | 11/23/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Amy O. Roberts
Respondent(s): Susan Lawrence
Respondent Lawyers(s): H. Troy Romero
Arbitrator(s): Jeanne C Stilwell, David William Hickman, Charles Scott McClellan
Hearing Site: Seattle, WA
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| 21-00514 | 11/23/2021 | Claimant(s): Matthew Champion
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jason Snyder
Arbitrator(s): Jim Geiger, Thomas E. Webb, Francis Xavior Daumen
Hearing Site: Syracuse, NY
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| 21-00653 | 11/23/2021 | Claimant(s): Lee Hooks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Karl A. Vogeler
Hearing Site: Nashville, TN
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| 21-01191 | 11/23/2021 | Claimant(s): Garrett Bland
Claimant Lawyers(s): Zachary S. Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 19-02184 | 11/22/2021 | Claimant(s): Christopher Landon
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Peter E. Gillespie, Harvey E. Benjamin, Judith C. Aarons
Hearing Site: New York, NY
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| 20-00495 | 11/22/2021 | Claimant(s): Barry Price
Claimant Lawyers(s): Kim L. Michael
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lisa Lograno, Clive I. Morrick, Robert N. Fass
Hearing Site: New York, NY
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