| 22-00417 | 10/04/2022 | Claimant(s): Kristan Gregory
Claimant Lawyers(s): Parisis G. Filippatos
Respondent(s): Arena Financial Services
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 22-00631 | 09/30/2022 | Claimant(s): Kevin Nolan
Claimant Lawyers(s): Denis Dice
Respondent(s): Db Alex. Brown LLC
Respondent Lawyers(s): Deutsche Banc Alex Brown Inc.
Arbitrator(s): Richard E. Lauziere, Patricia M. Maher, Jay B. Bachar
Hearing Site: Baltimore, MD
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| 22-00239 | 09/29/2022 | Claimant(s): Kevin Mann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 22-00386 | 09/29/2022 | Claimant(s): Thomas Massebeau
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Service.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 22-00483 | 09/29/2022 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 22-00143 | 09/28/2022 | Claimant(s): Nilos Sakellariou
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Glen Eagle Wealth
Respondent Lawyers(s): Andrew M. DeLucia, W. Preston Martin
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
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| 22-00185 | 09/28/2022 | Claimant(s): Luke Tait
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
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| 22-00426 | 09/28/2022 | Claimant(s): Gregory Giardino
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 20-03103 | 09/26/2022 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
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| 21-00141 | 09/26/2022 | Claimant(s): Fatima Menou
Claimant Lawyers(s): Scott Doherty
Respondent(s): Rohit Chaku, Xiao Huang, Barclays Capital.
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Robert J. Kheel, Leona Beane, Steven Gary Leventhal
Hearing Site: New York, NY
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