22-00051 | 08/03/2022 | Claimant(s): Steven Laporta Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL
| | |
19-03701 | 08/02/2022 | Claimant(s): John Sanders Claimant Lawyers(s): Thomas C. Allison Respondent(s): Jamie Bennett, Silber Bennett Financial. Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Sandra L. Malek, Aurelio A. Garcia, David Owen Berry Hearing Site: Los Angeles, CA
| | |
20-00272 | 08/02/2022 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Babak Yousefzadeh Respondent(s): Robert Ford Respondent Lawyers(s): Robert Kent Ford Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA
| | |
21-02807 | 08/02/2022 | Claimant(s): Angel Canabal Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
| | |
22-00987 | 08/02/2022 | Claimant(s): Trevor Fried Claimant Lawyers(s): Amrit P Singh Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
| | |
18-04277 | 08/01/2022 | Claimant(s): Benjamin Marcano Claimant Lawyers(s): Jarrod J. Malone Respondent(s): Clifford Stober, Douglas Summer, Martin Halbfinger, William Rose Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Hearing Site: New York, NY
| | |
20-03230 | 08/01/2022 | Claimant(s): Ryan Faley Claimant Lawyers(s): William M. Dailey Respondent(s): LPL Financial LLC, Joseph Gunnar & Co. LLC Respondent Lawyers(s): Jon Kaplon, Peter Bon Viso Arbitrator(s): Serge Krimnus Hearing Site: New York, NY
| | |
21-02919 | 08/01/2022 | Claimant(s): William Hunt Claimant Lawyers(s): Zachary Morse Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL
| | |
20-04056 | 07/28/2022 | Claimant(s): Eilesia Dixon Claimant Lawyers(s): Frank Breese Respondent(s): LPL Financial LLC Respondent Lawyers(s): John W. Joyce Arbitrator(s): Stuart K. Furman, Lenderrick Taylor, Deanisha Franchae Hopson Hearing Site: Jackson, MS
| | |
21-02412 | 07/28/2022 | Claimant(s): Siddarth Reddy Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Halcyon Cabot Partners, Ltd. Respondent Lawyers(s): Michael S. Segal Arbitrator(s): Dora M. Lassinger, Howard D. Jacob, Margarita Echevarria Hearing Site: New York, NY
| | |