| 20-01934 | 11/25/2022 | Claimant(s): Jack Thomas
Claimant Lawyers(s): W. D. Masterson
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W. Erb
Arbitrator(s): James W. Kerr, John Kenneth Popham, Brian Patrick Ashley
Hearing Site: Dallas, TX
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| 22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins
Claimant Lawyers(s): Lydia R. Zaidman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 20-04131 | 11/22/2022 | Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Rethink Community, Rethink Management
Respondent Lawyers(s): Eric Jon Taylor
Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours
Hearing Site: Atlanta, GA
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| 21-02227 | 11/22/2022 | Claimant(s): Erin Reeve
Claimant Lawyers(s): Isaac Ruiz
Respondent(s): Kevin Skogen, Mainspring Wealth Advisors LLC
Respondent Lawyers(s): Lisanne M. Butterfield
Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, Timothy Cooke Vail
Hearing Site: Seattle, WA
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| 20-02447 | 11/21/2022 | Claimant(s): Trevor Perry
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Institutional Investments In
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): John P. Cullem, Kenneth R. Starr, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
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| 21-02490 | 11/21/2022 | Claimant(s): Linda Puryear
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Securities
Respondent Lawyers(s): Alexander M. Madrid
Arbitrator(s): Mary E. Woytek
Hearing Site: Charlotte, NC
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| 22-00124 | 11/21/2022 | Claimant(s): Tim Clairmont
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., Lion Street Financial
Respondent Lawyers(s): Carie Heckler, Jennifer R. Cox
Arbitrator(s): James E. Bartels, Reuel Kenneth Fish, Lisa Vioni
Hearing Site: Portland, OR
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| 22-00818 | 11/21/2022 | Claimant(s): Christopher Bice
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua
Hearing Site: New York, NY
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| 22-01296 | 11/21/2022 | Claimant(s): Kevin Sanchez
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 22-02288 | 11/21/2022 | Claimant(s): Joseph Rodriguez
Claimant Lawyers(s): Jennifer Woods Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
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