20-01934 | 11/25/2022 | Claimant(s): Jack Thomas Claimant Lawyers(s): W. D. Masterson Respondent(s): USAA Investment Services Company Respondent Lawyers(s): David W. Erb Arbitrator(s): James W. Kerr, John Kenneth Popham, Brian Patrick Ashley Hearing Site: Dallas, TX
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22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Justin Sacca Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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20-04131 | 11/22/2022 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Rethink Community, Rethink Management Respondent Lawyers(s): Eric Jon Taylor Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours Hearing Site: Atlanta, GA
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21-02227 | 11/22/2022 | Claimant(s): Erin Reeve Claimant Lawyers(s): Isaac Ruiz Respondent(s): Kevin Skogen, Mainspring Wealth Advisors LLC Respondent Lawyers(s): Lisanne M. Butterfield Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, Timothy Cooke Vail Hearing Site: Seattle, WA
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20-02447 | 11/21/2022 | Claimant(s): Trevor Perry Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Institutional Investments In Respondent Lawyers(s): Michael A. Gross Arbitrator(s): John P. Cullem, Kenneth R. Starr, Audrey Belitz Rauchway Hearing Site: Tampa, FL
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21-02490 | 11/21/2022 | Claimant(s): Linda Puryear Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Securities Respondent Lawyers(s): Alexander M. Madrid Arbitrator(s): Mary E. Woytek Hearing Site: Charlotte, NC
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22-00124 | 11/21/2022 | Claimant(s): Tim Clairmont Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services., Lion Street Financial Respondent Lawyers(s): Carie Heckler, Jennifer R. Cox Arbitrator(s): James E. Bartels, Reuel Kenneth Fish, Lisa Vioni Hearing Site: Portland, OR
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22-00818 | 11/21/2022 | Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua Hearing Site: New York, NY
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22-01296 | 11/21/2022 | Claimant(s): Kevin Sanchez Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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22-02288 | 11/21/2022 | Claimant(s): Joseph Rodriguez Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
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