21-01391 | 12/13/2022 | Claimant(s): Christine Bourdelais Claimant Lawyers(s): Christine Callie Bourdelais Respondent(s): NYLife Securities LLC, NY Life Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Michael J. Ahlstrom, Lawrence M. Barnes, Catherine Esther Bocskor Hearing Site: Norfolk, VA
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22-00284 | 12/13/2022 | Claimant(s): Gerhard Heuer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Independent Financial Group., Thrivent Investment Management Inc. Respondent Lawyers(s): Sarah J. Kreisman, Shannon M. Wheaton Arbitrator(s): Joseph L. Mangan, David William Hickman, Eric A LaBrant Hearing Site: Portland, OR
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22-00796 | 12/13/2022 | Claimant(s): Daniel Muskat Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC, MML Investors Services Respondent Lawyers(s): Christopher J. Murdoch, Julie E. Ravis Arbitrator(s): Edward W. Morris Hearing Site: Manchester, NH
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22-01643 | 12/13/2022 | Claimant(s): Gerald Casey Claimant Lawyers(s): Gerald Joseph Casey Respondent(s): Academy Securities. Respondent Lawyers(s): Michael Boyd Arbitrator(s): Jeanne M. Keefe Hearing Site: New York, NY
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22-01045 | 12/12/2022 | Claimant(s): Robert Sorensen Claimant Lawyers(s): Brian Luther Respondent(s): Allstate Financial Services Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): William Michael Samsel Hearing Site: Reno, NV
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22-01542 | 12/12/2022 | Claimant(s): Yusuf Hai Claimant Lawyers(s): Yusuf Abdul Hai Respondent(s): Kenneth Chaput, Osman Minkara, CIG Capital Advisors Inc., CIG Securities Respondent Lawyers(s): James V. Garvey Arbitrator(s): Gail K. Barski-McCracken Hearing Site: Detroit, MI
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20-02029 | 12/09/2022 | Claimant(s): Shannon Zoller Claimant Lawyers(s): Linda D Friedman Respondent(s): Daniel Veatch, Jonathan Jameson, Reidan Cruz, Robert Hofeditz, GCA Advisors Respondent Lawyers(s): Diane M. Doolittle Arbitrator(s): David H. S. Commins, Alden Sharp Adkins, Thomas Arthur Cohen Hearing Site: San Francisco, CA
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22-00827 | 12/09/2022 | Claimant(s): Sydney Walker Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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22-01069 | 12/09/2022 | Claimant(s): Karl Schwartz Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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22-02294 | 12/09/2022 | Claimant(s): John Tsoukalas Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
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