06-04209 | 10/17/2007 | Claimant(s): M Securities Investment. Claimant Lawyers(s): Curtis Carlson Respondent(s): Calvin Grigsby, Grigsby & Associates. Respondent Lawyers(s): George L. Guerra Arbitrator(s): James D. McDonald, Robert S. Natiss, Marc S. Dobin Hearing Site: Boca Raton, FL
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06-04608 | 10/17/2007 | Claimant(s): Ronald Kramer Claimant Lawyers(s): George L. Mahr Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Walter A. Kapuscinski, Edith M. Novack, Douglas John Baumann Hearing Site: Newark, NJ
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06-04374 | 10/15/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Andrew Starostecki, James Gutner, Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Andrew Starostecki, Michael A. Gross, Robert Persante Arbitrator(s): Robert J. Morris, Alfred Brunette, Oliver J. Janney Hearing Site: Tampa, FL
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06-04446 | 10/15/2007 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): Brian D. Trexell Respondent(s): James Gutner Respondent Lawyers(s): Robert Persante Arbitrator(s): Hearing Site: Tampa, FL
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07-00181 | 10/15/2007 | Claimant(s): Reef Securities. Claimant Lawyers(s): Joel Held Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities. Respondent Lawyers(s): David B. Dyer, George S. Henry Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch Hearing Site: Dallas, TX
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06-04292 | 10/12/2007 | Claimant(s): Moloney Securities Co.. Claimant Lawyers(s): Thomas L. Azar Respondent(s): Jacqueline Mead, William Mead Respondent Lawyers(s): Jacqueline M. Mead, William Ramey Mead Arbitrator(s): David A. Fingerhut Hearing Site: St. Louis, MO
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04-08311 | 10/11/2007 | Claimant(s): Prime Capital Services. Claimant Lawyers(s): Ted Finkelstein Respondent(s): David Conkling, Raymond Derobbio Respondent Lawyers(s): John E. Lawlor, Ted Finkelstein Arbitrator(s): Donald C. Geiszler, Robert E. Anderson, Harvey Casher Hearing Site: New York, NY
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06-05370 | 10/11/2007 | Claimant(s): Richard Case Claimant Lawyers(s): William Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): Eric M. Steinert, G. Thomas Fleming Arbitrator(s): Bert Levy, Richard J. Stall, Barton J. Brewer Hearing Site: Los Angeles, CA
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07-00292 | 10/11/2007 | Claimant(s): Thrivent Investment Management. Claimant Lawyers(s): James K. Langdon Respondent(s): Darrel Johnson, Gregory Nixon Respondent Lawyers(s): John T. Palter Arbitrator(s): Patricia J. Branco, C. Sumpter Logan, Ted Martin Akin Hearing Site: Dallas, TX
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07-01031 | 10/11/2007 | Claimant(s): Thomas Hulick Claimant Lawyers(s): Paul Kroeger Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Marcie S. Mintz Arbitrator(s): Harry Miller, Marvin B. Karelitz, Steven A. Wawra Hearing Site: Los Angeles, CA
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