| 22-02577 | 02/05/2024 | Claimant(s): Christopher Albonetti
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
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| 23-02382 | 02/05/2024 | Claimant(s): Alexander Williams, Peter Rukeyser
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
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| 22-01691 | 02/02/2024 | Claimant(s): Andreas Klein
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Michael L. Lyons, Susan Finefrock, Ann Marie Hansen
Hearing Site: Columbus, OH
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| 23-00665 | 02/02/2024 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal
Hearing Site: New York, NY
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| 22-00988 | 02/02/2024 | Claimant(s): Carolyn Distler, Robert Distler
Claimant Lawyers(s): Erin M. Phillips
Respondent(s): Edward Jones, Paul Jansen
Respondent Lawyers(s): Matthew E. Johnson
Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier
Hearing Site: St. Louis, MO
|  | Expungement |
| 20-01275 | 02/02/2024 | Claimant(s): Ryan Mummert
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Laurel Littman Gothelf, Michael J Norton
Hearing Site: Albuquerque, NM
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| 23-00710 | 02/02/2024 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie
Hearing Site: New York, NY
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| 23-00941 | 02/02/2024 | Claimant(s): Jose Crescioni
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 22-02116 | 02/02/2024 | Claimant(s): Dean Reeves
Claimant Lawyers(s): William Thomas Lacy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $0 |
| 23-00952 | 02/01/2024 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
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