22-02577 | 02/05/2024 | Claimant(s): Christopher Albonetti Claimant Lawyers(s): Douglas Hyman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Gayle B. Carlson Hearing Site: Memphis, TN
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23-02382 | 02/05/2024 | Claimant(s): Alexander Williams, Peter Rukeyser Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY
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22-01691 | 02/02/2024 | Claimant(s): Andreas Klein Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Michael L. Lyons, Susan Finefrock, Ann Marie Hansen Hearing Site: Columbus, OH
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23-00665 | 02/02/2024 | Claimant(s): Aramis Seferian Claimant Lawyers(s): Craig A. Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal Hearing Site: New York, NY
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22-00988 | 02/02/2024 | Claimant(s): Carolyn Distler, Robert Distler Claimant Lawyers(s): Erin M. Phillips Respondent(s): Edward Jones, Paul Jansen Respondent Lawyers(s): Matthew E. Johnson Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier Hearing Site: St. Louis, MO
| | Expungement |
20-01275 | 02/02/2024 | Claimant(s): Ryan Mummert Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Laurel Littman Gothelf, Michael J Norton Hearing Site: Albuquerque, NM
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23-00710 | 02/02/2024 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Rosemary Francavilla Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie Hearing Site: New York, NY
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23-00941 | 02/02/2024 | Claimant(s): Jose Crescioni Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-02116 | 02/02/2024 | Claimant(s): Dean Reeves Claimant Lawyers(s): William Thomas Lacy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA
| | $0 |
23-00952 | 02/01/2024 | Claimant(s): Francisco Landivar Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
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