| 24-00045 | 05/08/2024 | Claimant(s): Jody Noto, Kelly Noto
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s):
Hearing Site: Portland, OR
|  | $213 |
| 23-01262 | 05/07/2024 | Claimant(s): Robert Bradley
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Michael John Falvo
Hearing Site: Detroit, MI
| | |
| 21-02086 | 05/07/2024 | Claimant(s): Gerry Reardon
Claimant Lawyers(s): Robert Loventhal
Respondent(s): Glen Dowden, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton, William A. Haddad
Arbitrator(s): Howard N. Gorney, Stewart John Smith
Hearing Site: Boston, MA
| | Expungement |
| 23-01431 | 05/07/2024 | Claimant(s): John Bostaph
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): WAMU Investments., Wells Fargo Investments
Respondent Lawyers(s): Geoff Beckham, Registered Agent
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 22-01568 | 05/06/2024 | Claimant(s): Marc Cedarleaf, Patricia Cedarleaf
Claimant Lawyers(s): Matt Williams
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel
Hearing Site: Columbia, SC
| | $125,400 |
| 22-01637 | 05/06/2024 | Claimant(s): Mindey Morrison
Claimant Lawyers(s): James J. Moylan
Respondent(s): Ivar Sorensen, Richard Vitale, The M & A Group LLC
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Mark R. Lee, Erik R. Siering, Ria Gost
Hearing Site: San Diego, CA
| | |
| 24-00090 | 05/06/2024 | Claimant(s): VV Big Bear, VV Durango
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet Capital LLC, CrowdStreet.
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): David S. Eisenberg, Brent Huntley, Harry Edward Hinderliter
Hearing Site: Las Vegas, NV
| | $0 |
| 22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik
Hearing Site: Jersey City, NJ
| | Expungement |
| 23-03294 | 05/06/2024 | Claimant(s): Kenny Johnson
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Terry M Lloyd, Gary G. Sackett, James Wilmer Barlow
Hearing Site: Salt Lake City, UT
| | |
| 23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin
Claimant Lawyers(s): Zachary S. Knoblock
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Jonathan L. French
Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney
Hearing Site: San Diego, CA
| | |
