Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01437 | 11/17/2020 | Claimant(s): Vanessa Taylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Danielle M. Kays Arbitrator(s): Jeffrey M. Bain Hearing Site: Louisville, KY | $0 | |
| 19-03630 | 11/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc., Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell, Elizabeth H. Lindh Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | $0 | |
| 19-03632 | 11/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA | $0 | |
| 20-00448 | 11/17/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): High Mark Securities. Respondent Lawyers(s): Kenneth R. Wiseman Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | $0 | |
| 20-00942 | 11/17/2020 | Claimant(s): Gregory Schaff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co.. Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | $0 | |
| 20-00976 | 11/17/2020 | Claimant(s): Matthew Orman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mark A. Sipper Hearing Site: Pittsburgh, PA | $0 | |
| 20-01242 | 11/17/2020 | Claimant(s): Christopher Tuck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | $0 | |
| 20-01580 | 11/17/2020 | Claimant(s): Jeffrey Deboer Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | $0 | |
| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | $0 | |
| 20-01638 | 11/17/2020 | Claimant(s): Douglas Bray Claimant Lawyers(s): Thomas J. Cahill Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | $0 |