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FINRA Awards for Anne Sapienza

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0163111/17/2020Claimant(s): Anne Sapienza
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI

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