Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02770 | 03/09/2021 | Claimant(s): Jason Plemons Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | $0 | |
| 20-02869 | 03/09/2021 | Claimant(s): Daniel Uribe Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | $0 | |
| 20-03267 | 03/09/2021 | Claimant(s): Adam Yarnold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY | $0 | |
| 19-00007 | 03/09/2021 | Claimant(s): Susan Cable, Estate of Graham M. Polonsky Claimant Lawyers(s): Alexander Aron Flig Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Samuel H. Chorches, Robert E. Anderson, Denise L. Presley Hearing Site: Boston, MA |  | $0 |
| 20-00510 | 03/08/2021 | Claimant(s): Jorge Silva Claimant Lawyers(s): Brad S. Maistrow Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Patricia Kathleen Costello Hearing Site: New York, NY | $0 | |
| 20-01919 | 03/08/2021 | Claimant(s): William Lenihan Claimant Lawyers(s): William O. Lenihan Respondent(s): TCFG Wealth Management Respondent Lawyers(s): Deetra Tesla Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA | $0 | |
| 20-02064 | 03/08/2021 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeff Palmer Arbitrator(s): John F. Duane Hearing Site: New York, NY | $0 | |
| 20-02409 | 03/08/2021 | Claimant(s): Dodee Crockett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | $0 | |
| 20-03063 | 03/08/2021 | Claimant(s): John Porter Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | $0 | |
| 20-03159 | 03/08/2021 | Claimant(s): Rachel Leventhal Claimant Lawyers(s): Jennifer Woods-Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ | $0 |