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FINRA Awards for Susan Cable

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0000703/09/2021Claimant(s): Susan Cable, Estate of Graham M. Polonsky
Claimant Lawyers(s): Alexander Aron Flig
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Samuel H. Chorches, Robert E. Anderson, Denise L. Presley
Hearing Site: Boston, MA
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