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FINRA Awards for Daniel Uribe

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0286903/09/2021Claimant(s): Daniel Uribe
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC

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