Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03486 | 10/11/2021 | Claimant(s): Steven Duke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 18-02959 | 10/08/2021 | Claimant(s): Cary Lucas Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery Rodgers Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington Hearing Site: Atlanta, GA | ||
| 21-00452 | 10/08/2021 | Claimant(s): Darren Port Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | ||
| 21-01123 | 10/08/2021 | Claimant(s): Michele Misiti Claimant Lawyers(s): Scott Holcomb Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): Ann C. Northern, William E. Nuckel, Allan N. Taffet Hearing Site: New York, NY | ||
| 20-00998 | 10/07/2021 | Claimant(s): Andrew Miller, Kory Lee Claimant Lawyers(s): Jonah A Toleno Respondent(s): USAA Investment Services Company Respondent Lawyers(s): Sarah E. Moffett Arbitrator(s): Joe E. Manuel Hearing Site: Atlanta, GA | ||
| 20-03142 | 10/07/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 21-00041 | 10/07/2021 | Claimant(s): Rony Porat Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IDB Capital Corp. Respondent Lawyers(s): Melissa R. Chernofsky Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 21-00720 | 10/07/2021 | Claimant(s): Tomoe Odahara Claimant Lawyers(s): Jordan D. Becker Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Susan C Lushing, Annamaria Boccia Smith, Mark Peter Haslinger Hearing Site: New York, NY | ||
| 21-00893 | 10/07/2021 | Claimant(s): Brian Matthews Claimant Lawyers(s): Brian A. Matthews Respondent(s): Morgan Stanley, Timothy Golier Respondent Lawyers(s): Irisa Chen Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY |  | $300 |
| 21-01028 | 10/07/2021 | Claimant(s): Kurt Chana, Malesa Young Claimant Lawyers(s): Malesa Lynn Young Respondent(s): Brian Cobb Respondent Lawyers(s): Wesley Holston Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | | $18,557 |