| 18-02834 | 09/09/2020 | Claimant(s): Auto Aftermarket Securities
Claimant Lawyers(s): Eric D. Martin
Respondent(s): Josef Schaible
Respondent Lawyers(s): Joseph Paul Schaible
Arbitrator(s): David M. Snyder, Christopher William Crowley, Racquel Smith
Hearing Site: Tampa, FL
| | |
| 16-02357 | 10/17/2019 | Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
| | |
| 18-02477 | 08/29/2019 | Claimant(s): Edelgard Hosmer Trust U/A dated 5/1/07, Edward J. Hosmer, Edward J. Hosmer Trust U/A dated 5/1/07
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Roger C. Benson, David M. Snyder, Richard Manuel Barcia
Hearing Site: Tampa, FL
|  | $100,000 |
| 16-03326 | 05/21/2019 | Claimant(s): Deborah Waldemar, Margaret Waldemar, Deborah Waldemar IRA
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): David M. Snyder, Gayle B. Carlson, Vlad Gerard Spitzer
Hearing Site: Tampa, FL
| | $115,975 |
| 17-02622 | 05/16/2019 | Claimant(s): Brent Western
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Langfred W. White, Jack A. Marshall, David M. Snyder
Hearing Site: Tampa, FL
| | |
| 17-01284 | 04/18/2019 | Claimant(s): Vincent Kimberly Del Corso Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak
Hearing Site: Tampa, FL
| | Expungement |
| 17-02561 | 04/05/2019 | Claimant(s): Kevin Barley
Claimant Lawyers(s): Juan Carlos Real
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Snyder, Gregory L. Hess, Richard Merritt Langway
Hearing Site: Orlando, FL
| | |
| 09-07229 | 04/21/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): David Pressly
Respondent Lawyers(s): David Pressly
Arbitrator(s): David M. Snyder, Karla Y. Vogel, Reid P. Conklin
Hearing Site: Atlanta, GA
| | |
| 08-04276 | 12/16/2010 | Claimant(s): James Murphy
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): William F. Glaser, David M. Snyder, Gayle B. Carlson
Hearing Site: Tampa, FL
| | $1,042,990 |
| 09-01577 | 09/09/2010 | Claimant(s): David Kronsbein
Claimant Lawyers(s): Vincent B. Lynch
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Jana Bruder
Arbitrator(s): Gordon G. Bowles, David M. Snyder, Russell W. Merriman
Hearing Site: Tampa, FL
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