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FINRA Awards for Jay Alan Kranis

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Displaying 21-30 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0423604/07/2020Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
18-0386902/04/2020Claimant(s): Adam Holeman
Claimant Lawyers(s): Adam Noah Holeman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Timothy F. Grable
Hearing Site: Newark, NJ
18-0267312/16/2019Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0
19-0012909/13/2019Claimant(s): Joseph Glodek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): William Scott & Co. L.L.C.
Respondent Lawyers(s): Robert Hess
Arbitrator(s): Jay Alan Kranis
Hearing Site: Newark, NJ
15-0204407/26/2019Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Christopher Caputo
Respondent Lawyers(s): Timothy W. Bergin
Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis
Hearing Site: Newark, NJ
17-0242512/05/2018Claimant(s): Eugene Gennarelli
Claimant Lawyers(s): Adam Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kent L. Benziger, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark IconExpungement
17-0109508/16/2018Claimant(s): Halina Kaskiw, Kara Aiello, Kelli Kaskiw, Michael Kaskiw
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Joseph H. Cerame, Bryan David Glass, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$301,423
16-0330007/30/2018Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Gregg Weinstein
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David I. Goldblatt, Jay Alan Kranis, Henry Nguyen
Hearing Site: New York, NY
16-0314804/09/2018Claimant(s): Scott Feldman, The Scott H & Janet J Feldman Rev. Trust
Claimant Lawyers(s): Michael S. Burg
Respondent(s): UBS Financial Services Inc., Michael Keane
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jay Alan Kranis, Lorrie E Whitfield, Lorraine Marie Brennan
Hearing Site: New York, NY
Checkmark Icon$805,120
16-0006002/06/2018Claimant(s): Carl Osborne III IRA, Carl Osborne III SEP IRA, Susan Osborne SEP IRA
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): Bruce Meyers, Gregory S. Sparer
Arbitrator(s): Brian J. Burstin, Charles F. Titterton, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark Icon$45,425

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