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FINRA Awards for William Scott & Co. L.L.C.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0013011/13/2019Claimant(s): Joseph Glodek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, William Scott & Co. L.L.C.
Respondent Lawyers(s): Fred N. Knopf, Robert C. Hess
Arbitrator(s): Veronica Ann Williams
Hearing Site: Newark, NJ
19-0012909/13/2019Claimant(s): Joseph Glodek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): William Scott & Co. L.L.C.
Respondent Lawyers(s): Robert Hess
Arbitrator(s): Jay Alan Kranis
Hearing Site: Newark, NJ

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