| 14-02981 | 06/17/2016 | Claimant(s): Jeffrey Atcheson, Jeffrey Atcheson IRA
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Bryan Mazliach, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Gregory W. Brown, Robert M. Bursky
Arbitrator(s): Gary P. Alexander, Robert L. Lestina, James C. Hoover
Hearing Site: Atlanta, GA
|  | $0 |
| 15-00260 | 06/17/2016 | Claimant(s): Aeet.us Inc
Claimant Lawyers(s): Sanjay Saggere
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Harvey R. Linder, M. Scott Holcomb, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | $0 |
| 14-03444 | 06/15/2016 | Claimant(s): Syed Ahmed
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Deborah A. Jackson, Harvey R. Linder, Henry W. Grady
Hearing Site: Atlanta, GA
| | |
| 16-00084 | 06/15/2016 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
| | |
| 15-00275 | 05/02/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Jason Dudley
Respondent Lawyers(s): Jason Loy Dudley
Arbitrator(s): Robert H. Putnam, Deborah A. Jackson, Julieta L Smith
Hearing Site: Atlanta, GA
| | |
| 15-02553 | 03/29/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Joseph Yi
Respondent Lawyers(s): Joseph Yong Yi
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
| | |
| 13-02709 | 03/03/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Douglas Smith
Respondent Lawyers(s): Gregory D. Ellis
Arbitrator(s): Gene E. Carasick, Harry G. Mason, Brian Walsh Devlin
Hearing Site: Atlanta, GA
| | |
| 15-00672 | 02/12/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Perano
Respondent Lawyers(s): Richard P. Perano
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
| | |
| 14-00199 | 01/06/2016 | Claimant(s): Kenneth Lee
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Citigroup Global Markets., Hsyu-Chieng Chiou
Respondent Lawyers(s): Brian J. Ellis, Steven D. Toskes
Arbitrator(s): Perry Lee Taylor, Barbara Black, Helen E. Huyler
Hearing Site: Atlanta, GA
| | $2,250,000 |
| 13-01433 | 12/24/2015 | Claimant(s): Kevin Strahan
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): John F. Allgood, Carleton E. Blankenburg, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | Expungement |
