| 12-00803 | 04/15/2013 | Claimant(s): Myrna Kanter, The Myron A. Kanter Insurance Trust II
Claimant Lawyers(s): George L. Guerra
Respondent(s): Christopher Goslin, Jordan Kanter
Respondent Lawyers(s): Alan M. Wolper, George L. Guerra
Arbitrator(s): William F. Glaser, David F. Simon, Michael S. Kozlow
Hearing Site: Tampa, FL
|  | $0 |
| 12-01769 | 04/15/2013 | Claimant(s): Joshua Segue
Claimant Lawyers(s): Joshua Pierre Segue
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, J. G. Long
Hearing Site: Atlanta, GA
| | $0 |
| 11-02639 | 04/12/2013 | Claimant(s): Floyd Matheney, Mary Matheney, Floyd Matheney IRA, Mary Matheney IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): Ameriprise Financial Services., Matthew Fournier
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): William C. Turner, Melvin S. Feldman, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | $0 |
| 12-01678 | 04/12/2013 | Claimant(s): Ina Alexander
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | $0 |
| 11-04751 | 04/12/2013 | Claimant(s): Robert Schneider
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Kenneth Hobbs, PFS Investments Inc.
Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens
Arbitrator(s): Joseph L. Bernstein, Nancy J. Cliff, Richard S. Herman
Hearing Site: Miami, FL
| | $0 |
| 11-03364 | 04/11/2013 | Claimant(s): Ralph Rugolo
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Peter Ferrara, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | $0 |
| 11-04311 | 04/11/2013 | Claimant(s): Trudi Claus
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Princor Financial Services Corporation
Respondent Lawyers(s): Rebecca B. Rothmann
Arbitrator(s): Stuart H. Dunn, Carl F. Bowmer, Michael J. Pasquale
Hearing Site: Richmond, VA
| | $0 |
| 12-03613 | 04/11/2013 | Claimant(s): Linda Russell, The Estate of Richard L. Russell
Claimant Lawyers(s): Wendell V. Courtney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
| | $0 |
| 11-01715 | 04/10/2013 | Claimant(s): Constance Poussard
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Joseph A. Kenary, Robert T. Reeves, John L. Woods
Hearing Site: Baltimore, MD
| | $0 |
| 09-04414 | 04/10/2013 | Claimant(s): Jeffrey Franklin, The Jeff Franklin IRA, Moose Productions Inc. DBPP DTD 1/2/03, Moose Productions. PSP DTD 1/23/84
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Devin A. Donohue
Arbitrator(s): Michael M. Hachigian, Ralph B. Perry, Paul H. White
Hearing Site: Los Angeles, CA
| | $0 |
