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FINRA Awards for Ralph Rugolo

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0336404/11/2013Claimant(s): Ralph Rugolo
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Peter Ferrara, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
Checkmark IconExpungement

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