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FINRA Awards for Wendell V. Courtney

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0361304/11/2013Claimant(s): Linda Russell, The Estate of Richard L. Russell
Claimant Lawyers(s): Wendell V. Courtney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
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