| 15-01157 | 02/11/2016 | Claimant(s): Edward Pellegrini
Claimant Lawyers(s): Edward Aaron Pellegrini
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph K. Donovan
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
|  | $0 |
| 15-01327 | 02/11/2016 | Claimant(s): Colleen Colabella & Bovio Colabella
Claimant Lawyers(s): Colleen Colabella
Respondent(s): LPL Financial LLC, Michael Goncalves
Respondent Lawyers(s): Dennis M. Carnelli, Thomas F. Barnett
Arbitrator(s): Michael P. Marryshow
Hearing Site: Hartford, CT
| | $213 |
| 12-03721 | 02/10/2016 | Claimant(s): Diane Ford, Diane Savone, Iris Simmons, Janine Maxfield, Martha Nelson, Rita Wuelfing, Sylvia Reed
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Martin Olinick, Ronald L. Cameron, Michael D. Harrison
Hearing Site: Los Angeles, CA
| | $597,295 |
| 15-00744 | 02/10/2016 | Claimant(s): Harold Wallace, Nelda Wallace
Claimant Lawyers(s): Michael A. Moriarty
Respondent(s): Joseph Gutkowski
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): David G. Beerbower
Hearing Site: Houston, TX
| | Expungement |
| 14-00091 | 02/09/2016 | Claimant(s): Rodney Shuck, April C. Shuck JTWROS w/Rodney Shuck
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert Charkovsky, William P. Loughnane, Marcus G. Lashley
Hearing Site: Norfolk, VA
| | Expungement |
| 14-00620 | 02/09/2016 | Claimant(s): Mike Thompson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Michael DeFelice
Respondent Lawyers(s): Michael DeFelice
Arbitrator(s): Martin Brosnan, Benjamin A. Kerner, Carl E. Ver Beek
Hearing Site: Detroit, MI
| | Expungement |
| 15-00943 | 02/09/2016 | Claimant(s): Beatrice Scheinbaum
Claimant Lawyers(s): Adam Gana
Respondent(s): RBC Capital Markets LLC, Metlife Investors Distribution Company
Respondent Lawyers(s): Penelope Taylor, Priscilla A. Donovan
Arbitrator(s): Sandra D. Parker, Leslie Ruth Nydick, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 15-01159 | 02/09/2016 | Claimant(s): Susan Berman, Susan Berman Custodian for Jacob Schwart, Susan Berman Custodian for Joshua Schwar
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | Expungement |
| 14-00439 | 02/08/2016 | Claimant(s): Richard Kingery
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Mark A. Myers, Stephen B. Agricola, James L. Warren
Hearing Site: Birmingham, AL
| | Expungement |
| 14-01091 | 02/08/2016 | Claimant(s): Burton D. Schnierow IRA, The Burton D. Schnierow Trust U/A 10/29/
Claimant Lawyers(s): Katrina M. Boice, Philip M. Aidikoff
Respondent(s): Unionbanc Investment Services.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): David W. Dresnick, Robert Dean McKinley, Brent Eric Zepke
Hearing Site: Los Angeles, CA
| | $450,000 |
