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FINRA Awards for Harold Wallace

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0074402/10/2016Claimant(s): Harold Wallace, Nelda Wallace
Claimant Lawyers(s): Michael A. Moriarty
Respondent(s): Joseph Gutkowski
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): David G. Beerbower
Hearing Site: Houston, TX
Checkmark IconExpungement

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