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FINRA Awards for Susan Berman Custodian for Jacob Schwart

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0115902/09/2016Claimant(s): Susan Berman, Susan Berman Custodian for Jacob Schwart, Susan Berman Custodian for Joshua Schwar
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
Checkmark IconExpungement

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