| 17-00463 | 01/20/2020 | Claimant(s): Shahida Hossain
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Lindsay Wuller
Arbitrator(s): Ray J. Grzebielski, Robert J. Larson, Elizabeth C. Burton
Hearing Site: Chicago, IL
|  | $0 |
| 18-02583 | 01/15/2020 | Claimant(s): Aneita Doering
Claimant Lawyers(s): Todd Neuman
Respondent(s): Gregory Coffing, Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz
Hearing Site: Columbus, OH
| | $0 |
| 17-02422 | 01/14/2020 | Claimant(s): Delores Trupiano, Philip Trupiano, Delores R. Trupiano Rev. Trust, Philip J. Trupiano Rev. Trust
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Beth Debouvre, Christopher Gammon, Kim Kopacka, Timothy Kopacka, IMS Securities.
Respondent Lawyers(s): Beth Ann Debouvre, Jackie Wadsworth, Joseph Suarez, Kim Kahala Kopacka, Timothy James Kopacka
Arbitrator(s): Robert H. Putnam, Harvey R. Linder, Harry G. Mason
Hearing Site: Columbia, SC
| | $0 |
| 19-00592 | 01/14/2020 | Claimant(s): Bryan Parker, Jessica Valentine, Parker Family Trust
Claimant Lawyers(s): Joseph R. Marrs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Lynne M. Gomez, Robert C. Rice, Stephen Andrew McCarthy
Hearing Site: Houston, TX
| | $0 |
| 14-03857 | 01/13/2020 | Claimant(s): Charlotte B. Milliner SEP IRA, Charlotte B Milliner Trust dtd 1/30/1997
Claimant Lawyers(s): David Sturgeon-Garcia
Respondent(s): Mary Evans, Thomas Bock
Respondent Lawyers(s): Frances Menzer
Arbitrator(s): Herbert Liberman, Donald H. Korn, Shawn Ridgell
Hearing Site: San Francisco, CA
| | $773,527 |
| 19-02110 | 01/13/2020 | Claimant(s): Holly Kwon
Claimant Lawyers(s): Holly H. Kwon
Respondent(s): Jaehwan Kim, Yong Kim
Respondent Lawyers(s): Jaehwan Kim, Yong Soo Kim
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $12,757 |
| 19-02636 | 01/13/2020 | Claimant(s): Sharon Loxton
Claimant Lawyers(s): Sharon P. Loxton
Respondent(s): Ameriprise Financial Services., John Lynch
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Jordan
Hearing Site: Milwaukee, WI
| | $3,775 |
| 17-01038 | 01/10/2020 | Claimant(s): Adelle Abdallah, Soraya Abdallah
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Ronald L. Cheney, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
| | $455,000 |
| 18-01953 | 01/10/2020 | Claimant(s): Brian Sepe, Dawn Sepe
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): Steven Gerard Goerke, Michael A. Levin, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206/12504 |
| 18-02471 | 01/10/2020 | Claimant(s): Margaret Bidgood
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | $0 |
