Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03857 | 01/13/2020 | Claimant(s): Charlotte B. Milliner SEP IRA, Charlotte B Milliner Trust dtd 1/30/1997 Claimant Lawyers(s): David Sturgeon-Garcia Respondent(s): Mary Evans, Thomas Bock Respondent Lawyers(s): Frances Menzer Arbitrator(s): Herbert Liberman, Donald H. Korn, Shawn Ridgell Hearing Site: San Francisco, CA |  | $773,527 |
| 10-03269 | 09/10/2012 | Claimant(s): Kenneth Lemings Claimant Lawyers(s): Walter J. Schmidt Respondent(s): Donald Treloar, Randall Anderson Respondent Lawyers(s): Judy Louie Arbitrator(s): Donald H. Korn Hearing Site: San Francisco, CA | | Expungement |
| 08-00097 | 08/03/2009 | Claimant(s): Estate of Vera Dennington, Gordon Axton, Norma Axton, Shepard Smith Claimant Lawyers(s): Jason Pang Fe Lee Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Thomas C. McNally, Donald H. Korn, Thomas E. Quinlin Hearing Site: San Francisco, CA | | $146,515 |