| 08-03849 | 01/06/2010 | Claimant(s): James Dyko and Diane Dyko, JTWROS
Claimant Lawyers(s): John E. Sutherland
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jack A. Marshall, Nickolas F. Monteforte, Andrea J. Goldman
Hearing Site: Boston, MA
|  | $15,000 |
| 05-00924 | 12/29/2009 | Claimant(s): Barry and Janet Lang
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Richard Laine, Kimball & Cross Investment Management
Respondent Lawyers(s): John C. Clifford, Richard R. Laine
Arbitrator(s): Howard M. Miller, Jeffrey L. Frankel, John J. Kenny
Hearing Site: Boston, MA
| | $145,846 |
| 08-04177 | 12/15/2009 | Claimant(s): Henry Bendikian and Sheila Bendikian
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): June Y. Kilmarx, John Joseph Cotter, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
| 09-03442 | 11/24/2009 | Claimant(s): Kent Forkner
Claimant Lawyers(s): Kent M. Forkner
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
| | $0 |
| 09-00617 | 07/22/2009 | Claimant(s): James Barron
Claimant Lawyers(s): James Barron
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Lucy J. Karl
Hearing Site: Boston, MA
| | $0 |
| 08-02408 | 07/14/2009 | Claimant(s): D. Bartell
Claimant Lawyers(s): David E. Robbins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Peter L. Curry, Susan E. Maloney, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
| 08-00447 | 06/26/2009 | Claimant(s): Samuel McDonald
Claimant Lawyers(s): Sam McDonald
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maurice J. Skoler, Thomas H. Tucker, Leon E. Byng
Hearing Site: Boston, MA
| | $0 |
| 08-02018 | 04/16/2009 | Claimant(s): Holly Angell Hardman, Trustee
Claimant Lawyers(s): Ari J. Hoffman
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): June Y. Kilmarx, Howard M. Miller, Peter Svorinic
Hearing Site: Boston, MA
| | $0 |
| 08-00941 | 01/07/2009 | Claimant(s): Peter Doran
Claimant Lawyers(s): Peter Doran
Respondent(s): Ameriprise Financial Services., Richard Hagopian
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA
| | $0 |
| 07-01976 | 10/09/2008 | Claimant(s): Susan J. Gallagher & John F. Gallagher
Claimant Lawyers(s): Bailey Buchanan Nowak
Respondent(s): Jesup & Lamont Securities Corp.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Lucy J. Karl, Nickolas F. Monteforte, Maura Lenore Tomaszewski
Hearing Site: Boston, MA
| | $0 |
