10-03012 | 10/21/2011 | Claimant(s): John Dugan, John Dugan and Karen Dugan JTWROS Claimant Lawyers(s): Kevin T. Smith Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A Karoly Arbitrator(s): Lucy J. Karl, Colette Manoil, Jeffrey Neil Fink Hearing Site: Boston, MA
| | Expungement |
09-00617 | 07/22/2009 | Claimant(s): James Barron Claimant Lawyers(s): James Barron Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Diane M. Brown Arbitrator(s): Lucy J. Karl Hearing Site: Boston, MA
| | $0 |
07-01976 | 10/09/2008 | Claimant(s): Susan J. Gallagher & John F. Gallagher Claimant Lawyers(s): Bailey Buchanan Nowak Respondent(s): Jesup & Lamont Securities Corp. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Lucy J. Karl, Nickolas F. Monteforte, Maura Lenore Tomaszewski Hearing Site: Boston, MA
| | $0 |
07-02319 | 07/01/2008 | Claimant(s): Eric Hansen Claimant Lawyers(s): Nicole A. Rizzo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly Hearing Site: Boston, MA
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