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FINRA Awards for Eric Hansen

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0221502/28/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Eric Hansen
Respondent Lawyers(s): Eric M. Hansen
Arbitrator(s): Edwin J. Tomko
Hearing Site: Dallas, TX
07-0231907/01/2008Claimant(s): Eric Hansen
Claimant Lawyers(s): Nicole A. Rizzo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly
Hearing Site: Boston, MA

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