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FINRA Awards for Thomas H. Tucker

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0104904/20/2011Claimant(s): Steven Tamsett
Claimant Lawyers(s): Peter A. Lagorio
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J McAllister
Arbitrator(s): Thomas H. Tucker, Gerald H. Powers, Robert J. Ambrogi
Hearing Site: Boston, MA
08-0044706/26/2009Claimant(s): Samuel McDonald
Claimant Lawyers(s): Sam McDonald
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maurice J. Skoler, Thomas H. Tucker, Leon E. Byng
Hearing Site: Boston, MA
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