| 14-01001 | 10/07/2014 | Claimant(s): Andrew Silverman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Sanford S. Finder
Hearing Site: Charlotte, NC
|  | $213 |
| 14-00994 | 09/09/2014 | Claimant(s): Ronald Schanck
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $0 |
| 12-02682 | 08/25/2014 | Claimant(s): Milton Secor
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond Pett
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Barry Goldman, Charlene Johnson, William Joseph Caprathe
Hearing Site: Detroit, MI
| | Expungement |
| 13-01436 | 07/30/2014 | Claimant(s): David Hamaker, Ruth Hamaker
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Graunke, Securities America.
Respondent Lawyers(s): Benjamin J. Biard, Elaine M. Rice
Arbitrator(s): Robert J. Walter
Hearing Site: Orlando, FL
| | Expungement |
| 12-03597 | 07/07/2014 | Claimant(s): Caroline Boyd, Jacqueline Boyd, John Boyd, Michael Boyd
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Alan Rosenberg, Investacorp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Langfred W. White, Thomas R. Carlsen, Gayle B. Carlson
Hearing Site: Tampa, FL
| | Expungement |
| 12-03712 | 06/27/2014 | Claimant(s): Walter Nadolink
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Bernard A. Becker, Jill Pilgrim, Todd M. Saunders
Hearing Site: Miami, FL
| | Expungement |
| 13-01619 | 06/24/2014 | Claimant(s): Charles Liotta Trust dtd 3/8/94
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): John Kincaid, Cetera Advisors LLC
Respondent Lawyers(s): Stanley C. Morris
Arbitrator(s): Richard L. Rubin
Hearing Site: San Francisco, CA
| | Expungement |
| 13-02492 | 05/20/2014 | Claimant(s): Klaus Schirow, Maritta Schirow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Charles Sydnor Thompson
Hearing Site: Charlotte, NC
| | $0 |
| 13-03009 | 05/01/2014 | Claimant(s): Lucy Bauman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $49,999 |
| 13-00049 | 04/09/2014 | Claimant(s): Patrick Cutter
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Friel, Steven Brewer
Respondent Lawyers(s): James B. Koch, Steven John Brewer
Arbitrator(s): Thomas C. Tretter
Hearing Site: Boston, MA
| | $0 |
