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FINRA Awards for Lucy Bauman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0300905/01/2014Claimant(s): Lucy Bauman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
Checkmark Icon$49,999

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